Friday 23 September 2016

COLLEGIUM IN INDIA :- UNDERSTANDING THE PROBLEM

There was an old story, which we learned in our childhood. Once a noble person was gifted with a dog in the name of sheep. After performing his duties, he carried the dog on his shoulders, thinking that it is a sheep. Enroute to his residence on a bridge, some people, his critics, met him and asked, why he, being a saint and noble man is carrying a dog? Then he realised that, he is carrying a dog inadvertently. He dropped the dog on the shores of the bridge and left to his residence. After a month or so, the same critics jeered him, tauntingly asking, “ Why were you carrying the dog on that day!?”
The noble man answered:-
“I had dropped and left that dog then and there itself. But why are you still carrying it in your mind?”
 So, it is not always physical burden, which makes us really burdensome. When we carry some past memories and it's burden makes us to think and act in a prejudicial manner, then it is the greatest burden to our personality. This is almost true our experience with the judicial appointments as well. It is true that, during emergency, then Union executive tried to interfere with judicial appointments. Constitution (42nd amendment) Act was intended for such efforts. Even the judiciary did not stand with the people for protecting their Fundamental Rights. But, people of India protected the judiciary and their own Fundamental Rights as well through the ballot and polling booth to elect a new parliament, so that the wrong interferences were corrected, and moved forward. People of India were wise enough to drop the pretended ‘dog’ there itself and move forward in the collective interest of the nation. But it is sad and disgusting that the judiciary is still carrying that interference and continuing to function under deficit of constitutional trust. Even after almost four decades, that conjectural ‘dog’ is still being carried psychologically and functionally. It a horrifying experience that the three and half decade prior dropped issued is still haunting a primary institution of the democratic nation. It's surprising really that judiciary, not only carried it forward on it's shoulders, from where people dropped it four decades ago and even enlarged and amplified it. During emergency it all started with the judiciary VS. Executive logger heads. Then During the Judges-1 case, it was further enlarged to judiciary Vs. Constitution. In judges 2 & 3 cases, it was further enlarged and amplified as judiciary Vs. Parliamentary democracy. In judges-4 and 5 judgments it further got enlarged and amplified into the loggerheads of judiciary Vs. The People of India. It is feared that, if this can grow into a stage of judiciary Vs. Nation? Is it called judicial independence? Time will only be able to tell us. Or is it what J.Krishna Iyer lamented as “Judicial Terrorism”? Otherwise, how can judicial independence and National independence can co-exist? How can judicial Supremacy and Constitutional Supremacy co-exist? How can there be an ‘imperio in imperium’?  There cannot have one sovereign under another sovereign.  If so, either of one is not in reality but only hypothetical and utopian.
ERA
CONCEPTUAL CHANGE
Pre-Emergency
Constitutional Trust based upon the people’s Constitution and democratically elected government.
Emergency
Judiciary Vs.
Executive
Judges-1 Case
Judiciary Vs.
Constitution
Judges 2&3 Cases
Judiciary Vs.
The Parliament
Judges-4&5 Cases
Judiciary Vs.
The People of the nation

In effect, by judges-2,3&5 judgments, the Supreme Court of India was negating Article 74(1) & 75(3) of the Constitution. 
When the appointments and the transfers of the judicial mechanism is decided by The President of India, he is doing as the head of the executive, under the aid and advise of his council of ministers.  The parliament consists of  three organs as per Article 79 of the Constitution of India and the Supreme Court of India is not the organ of Parliament and not vested with the authority to amend the constitution in whatever manner may be and in this instant case entered in the realm which runs even beyond the scope of Parliament’s Authority to amend the Basic Structure as per the Judgment of the Supreme Court of India itself in Kesavananda Bharati v. State of Kerala, (1973) 4 SCC 225: AIR 1973 SC 1461..  
The judiciary is the organ which is entrusted with the greater function of interpretation of law and not in any way shall enter into the realm of making the law. The Parliament is known in the common parlance as the law makers of the Nation and the Judiciary as the Law interpreters. In no circumstance, whatever compelling may be, the law interpreter shall enter into the territory of the law maker. The system of appointment and transfer of judges is bound to follow the spirit of Article 74 of Constitution of India, by which (s)he is functioning under the advice of Council of Ministers.
Article 74 of the Constitution of India Reads as:
“74. 2[(1) There shall be a Council of Ministers with the Prime Minister at the head to aid and advise the President who shall, in the exercise of his functions, act in accordance with such advice:]
3[Provided that the President may require the Council of Ministers to reconsider such advice, either generally or otherwise, and the President shall act in accordance with the advice tendered after such reconsideration.]
(2) The question whether any, and if so what, advice was tendered by Ministers to the President shall not be inquired into in any court.”
The council of Ministers is Jointly responsible to the House of People (LokSabha) vide Article 75 of The Constitution of India.  The said Article reads as follows:
“75. (1) The Prime Minister shall be appointed by the President and the other Ministers shall be appointed by the President on the advice of the Prime Minister.
1[(1A) The total number of Ministers, including the Prime Minister, in the Council of Ministers shall not exceed fifteen per cent of the total number of members of the House of the People.
(1B) A member of either House of Parliament belonging to any political party who is disqualified for being a member of that House under paragraph 2 of the Tenth Schedule shall also be disqualified to be appointed as a Minister under clause (1) for duration of the period commencing from the date of his disqualification till the date on which the term of his office as such member would expire or where he contests any election to either House of Parliament before the expiry of such period, till the date on which he is declared elected, whichever is earlier.]
(2) The Ministers shall hold office during the pleasure of the President.
(3) The Council of Ministers shall be collectively responsible to the House of the People.
(4) Before a Minister enters upon his office, the President shall administer to him the oaths of office and of secrecy according to the forms set out for the purpose in the Third Schedule.
(5) A Minister who for any period of six consecutive months is not a member of either House of Parliament shall at the expiration of that period cease to be a Minister.
(6) The salaries and allowances of Ministers shall be such as Parliament may from time to time by law determine and, until Parliament so determines, shall be as specified in the Second Schedule.”
The president of India is supposed to and duty bound to function in accordance with the aid and advice of the democratically elected council of ministers.   Council of Ministers is answerable to the people, ‘We the People’ of India through democratic process. Democracy being a basic structure of the Constitution, the said process cannot be amended by the Supreme Court also. In case the advice by the Council of Ministers and the consultative opinion of the CJI are divergent, the president is duty bound to act according to which one? The literal interpretation is as clear as day light:
Aid and Advise of the Council of Ministers
Consultation with the CJI
Democratically elected body.
Not so, but appointed body.
Answerable to Parliament of India, inter alia to the People at large.
Not answerable to anybody.
Aid and advise binding [Explicitly provided under Proviso to Article 74(1)].
Consultation only, not binding  (Literal interpretation) . Only an Expert Opinion. Not binding, but aiding to come to a conclusion.
The aid and advice are unique and sui generis. Only one body to aid and advise and that is binding.
The consultation process is wide and the consultation with the CJI is one among many other consultations as provided by the Constitution. The president is free to make his mind, if the opinions rendered are diverse.
There is only one body giving aid and advise and hence there is no possibility of diversity of opinions.
If one consulted demands primacy in decision making, it is pre-empting the other consultation process and their opinions. This includes the opinions of the other judges of Supreme Court and High Courts. 
SCI shall give effect to both the provisions

The president of India is duty bound to  function in accordance to the aid and advise of the Council of Ministers. All Advises are binding, if reiterated by the Council of Ministers.
Nothing is binding. Even the Presidential reference, under article 143 of the Constitution, the SCI decision is not binding on the president.

Even the judgment of death sentence of SCI is not binding on the President of India. 

Then how can an administrative consultation be binding on the President of India?
The Constitution is clear and there is no room for ambiguity.
Governance of Nation includes, appointments also, top to Bottom.



                            








The following ratios made by the SCI will make it more understandable:
Sl.No.
Titles
Citation
Ratio Decidenti
 Remarks
i
Shamsher Singh v. State of Punjab***
(1974) 2 SCC 831
the President has to act on the aid and advice of the Council of Ministers as prescribed in Article 74 of the
Constitution. The Supreme Court held that the President acts on the aid and advice of the Council of Ministers with the Prime Minister as the head in all matters which
vests in the executive whether those functions are executive or legislative in
character. It was further observed in the said decision that the President does not exercise the executive functions personally.

As pointed out by Justice Krishna Iyer, speaking for himself and Bhagwati, J., in a concurring opinion in Shamsher's case, the justification for vesting of such powers in the Council of Ministers is that the Council of Ministers is responsible to Parliament.

under the Cabinet system of Government, as
embodied in our Constitution, the Governor is the formal Head of the State. He exercises all his powers and functions
conferred on him by or under the Constitution with the aid and advice of his Council of Ministers. That, the real executive power is vested in the Council of Ministers of the Cabinet.(Quoted in  Page 61, of  CVC Case)
ii

:
it was a fundamental principle of the constitutional scheme that every organ of the State, every authority under the Constitution, derived its power
from the Constitution and had to act within the limits of such powers.

iii
R.K. Jain v. Union of India
(1993) 4 SCC 119
We reiterate that Government is not accountable to the courts for the choice made but Government is accountable to the courts in respect of the lawfulness/ legality of its decisions when impugned under the judicial review jurisdiction. We do not wish to multiply the authorities on this point.
That, the real executive power is vested in the Council of Ministers of the Cabinet.



***”It is a fundamental principle of English Constitutional law that there must be no conflict between the King and his people, and consequently no conflict between the King and the, House of Commons which represents the people. It is this principle which is responsible for three settled rules of English Constitutional Law :
That for every public act of the King, his Ministers must accept responsibility,
That the Sovereign must never act on his own responsibility that is, he must always have advisers who will bear responsibility for his acts; and
The Power of the Sovereign to differ from or dismiss his Ministers is conditioned by the practical rule that the Crown must find advisers to bear responsibility for his action and those advisers must have the confidence of the house of Commons.
This rule of English Constitutional Law is incorporated in the Constitution of India. See Articles 74(1), 75(3) and 361(1) and second proviso which clearly point to the conclusion that the Indian Constitution envisages a Parliamentary or "responsible" form of Government and not a Presidential form of Government. The powers of the, Governor as constitutional head are no different-See Article 163(1), 164(2) and 361(1) and second proviso. The Supreme Court of India has consistently taken the view that the powers of the President and the powers of the Governor under the Indian Constitution are akin to the powers of the Crown under the British Parliamentary system. See Ramajawari Kapur v. State of Punjab [1955] 2 SCR at 236- 237 (Mukherjea, CJ.), A. Sanjeevi Naidu v. State of Madras [1970] 3 SCR 505 at 511 (Hegde J.); U. N. Rao v. Indira Gandhi [1971] Supp. SCR p. 46 (Sikri, C.J.). In the last case this Court held that Article 74(1) was mandatory and therefore the President could not exercise the executive power without the aid and advice of Council of Ministers; but the principle of the decision is not restricted to the exercise of executive power alone. A similar view with regard to the powers of the President and the Governor under our Constitution is expressed by Constitutional lawyers………………………………………………………………….”

And ultimately the Parliament of India is responsible to the people of India through the elections. Hence the chain of events ultimately culminates with the people of India, who are the sovereign, as declared by the preamble of the Constitution, which is the gateway to the Constitution.
Every action, let it be small, or big, let it be taken by the small clerk or the Hon’ble President of India, or even Judiciary shall be ultimately responsible to the People of India through a chain of responsibility as drawn up by the visionary constitution makers. Any organ of democracy, which are in a chain of responsibilities are not ultimately to the people of India is undemocratic, tyrannical and the seat of absolute corruption. To make it a functional democracy, we need to make every organ answerable to the people through the polity. It is the single event of superseding the seniority in appointment of CJI by the Indira Gandhi government in 1970s which are on and off quoted to declare that the judicial independence is compromised. When the Indira Government made such a manipulation, it was ultimately made to be answerable. In the subsequent election people could make ultimate verdict(1977). That is the dance of democracy. In such a vibrant and functional democracy, when the polity faults, the people can correct it through ballot. But all these two decades when the judicial authority faulted, the people were made mere spectators to such a constitutional violations and undemocratic practices. The oligarchs enjoyed the fruits of unquestionable power and authority, even usurping into every aspect of executive and legislative authorities. We have seen plethora of judgments, which encroached the line of separation of powers! Many of them having violated the fundamental rights of have-nots! But the people of India, the supposed to be sovereign, could not make the system accountable to anybody. Then only, the people of India can be declared as the sovereign and roll the greatest democracy in the world to the ultimate epitome of salus populi suprema lex,  nay, ‘welfare of the people is the supreme law’.  The greater founding fathers of the Nation had that vision in their mind and the same was translated in to letter and spirit while adopting to the adult franchise also.
But it is painful to realize that the judgment in the judges appointment case thrashed such a vision and thrown the democratic principle into the foul drainage. The rusty parliamentary democracy is put into burning chambers of judiciary to mould a sharp weapon of collegium, having double edges to cut both sides. It threw the democratic control over the judiciary into coma, if not full stop, resulting into convulsions. Now the judicial system grabbed the authority of appointment and transfer of judges and the advice of the Supreme Court collegium is binding on the President of India against the principles of the Article 75 of the Constitution, which cast a responsibility to the President to act upon the advice of the Council of Ministers. The Constitution envisages that the president thus acting upon the advice of the council of ministers is ultimately responsible to the people of India, through the Parliament. Hence, it was the people of India, who were appointing or transferring the Judges of India (Supreme Court and High Courts) through its authorized representatives. The Council of Ministers as well as the President of India, while acting upon the chain of events, it is the people’s sovereign which ultimately is the supreme one in the constitutional democracy takes the decision and executes through its appointed agents, namely the council of ministers or President of India, all being elected directly or indirectly, and is answerable to the people for any of their commission or omission whatever may be.
So far as the issue of amendability of the Constitution is concerned, it was held that Constitution is amendable to the extent it does not affects the basic structure of the Constitution. However this judgment was not specific as to what forms the basic structure of the Constitution. Judges gave their own examples of basic structure and enumerated few of them.  There was no unanimity of opinion within the majority view either.  There are diversity of opinion among judges itself, what is the basic structure of the Constitution. The plethora of opinions, which scattered the said enumeration of basic structure are as given below:

 According to Justice H.R. Khanna, democracy was a basic feature of the Constitution and included free and fair elections.

Justice K.K. Mathew held that the power of judicial review is an essential feature.

 Justice Y.V. Chandrachud listed four basic features which he considered unamendable:
• Sovereign democratic republic status
• Equality of status and opportunity of an individual
• Secularism and freedom of conscience and religion
• Government of laws and not of men i.e. the rule of law
Sikri, C.J. explained that the concept of basic structure included:
• Supremacy of the Constitution
• Republican and democratic form of government
• Secular character of the Constitution
• Separation of powers between the legislature, executive and the judiciary
• Federal character of the Constitution
Shelat, J. and Grover, J. added two more basic features to this list:
• The mandate to build a welfare state contained in the Directive Principles of State Policy
• Unity and integrity of the nation
Hegde, J. and Mukherjea, J. identified a separate and shorter list of basic features:
• Sovereignty of India
• Democratic character of the polity
• Unity of the country
• Essential features of the individual freedoms  secured to the citizens
• Mandate to build a welfare state

Jaganmohan Reddy, J. stated that elements of the basic features were to be found in the Preamble of the
Constitution and the provisions into which they translated such as:
 • Sovereign democratic  republic
 • Parliamentary democracy
 • Three organs of the State


 So ultimately the doctrine of  basic structure remains to be the structure made of wax, which takes the desired shape instantly, in accordance with the whims and fancies of the judge. Anything can be moulded into this structure, by justifications, and anything, which the parliament Acts can be nullified under ever flexible and ever changing shape and structure of this doctrine. Rather the doctrine of basic structure lacks any concrete structure at all and it's only a mouldable and mutable theory, which can suit every person according to his requirement.
Even when the theory of basic structure never envisages that the ‘Supremacy Of Judiciary’ and ‘Independence Of Judiciary’ as the basic structures of the constitution, the judges-2,3 & 5 judgements remoulded this wax structure to serve the interest of judiciary and caused amendment to the constitution under Article 32 of the Constitution. The irony is that the doctrine of basic structure declares the plenary power of the parliament to amend the constitution, including the Fundamental rights, and the only limitation is not to destroy the basic structure of the constitution. Whereas under the shadow of the said doctrine read with  Article 32, the Supreme Court amended the constitution in judges-2 & 3 judgements and nullified the amendment of constitution under Article 386 by parliament,  vide judges-5 judgment,  even though none of the above said basic structures were touched by the said amendment.
When the things stood like this, the bolt from the blue happened and the constitution was amended just by the pronouncement of the judgment by the Supreme Court in the Judges Appointment case. It was an amendment to the constitution of India, in all virtual sense without changing even a syllable in the written text of the given document!!  The basic feature of the constitution was amended! It is declared by the Supreme Court that the Parliament of India do not have an authority to amend the basic structure of the Constitution of India. The doctrine of basic structure emerged out of the wits of the same apex court. And the same apex court in another instance, when it came to it’s own issue, jumped the wall and amended the constitution without any reasoning or application of mind. The only application was that it assumed it’s own jurisdiction, encroached into the parliamentary functions, without being answerable to anybody, even to the people of India. The chain of responsibility as envisaged by the constitutional makers was wrecked or was devastated by the said judgment and the people of India are made mere spectators of the authority of Judiciary. Now the Judiciary is not answerable to anybody for it’s conduct, either administrative or judicial. An autocratic, tyrannical, dictatorial, authoritarian, absolute and domineering system has been placed instead of the ever responsible, accountable, answerable and democratic institution. And the hazard took place without the connivance of the Parliament of India. The Supreme Court, in one tongue declares that the basic features are beyond the scope of amendment and on the other hands amends the basic feature of democratic process overnight without any authority. Now the President of India is forced to accept and act on the advice of the Supreme Court Collegium, in contravention of Article 74 of The Constitution of India- a binding dictate. But the Supreme Court Collegium is in turn not answerable to the people of India, who are the sovereign or  to any other authority.  Hence for around last three decades it is in the process of building an autocratic, dictatorial, aristocratic and oligarchic organization and that is almost done also. The collegium is not answerable to none, neither to the Parliament of India, nor to the President of India, or to the ultimate People of India.
In deciding the matter or amending the constitutional provision by judgment it even violated the very equity that: ‘Nemo debet esse judex in propria causa” - No one can be judge in his own case. But the apex court assumed the authority to amend the Constitution of India in it’s own case, where the same court itself was a party to the issue, declared the judgment on it’s own cause, in it’s own favour, implemented it and enjoys the fruits without being answerable to anybody or even to the sovereign people. Hence the people, or the common people apart from those oligarchs, under whose dictates the decisions are implemented are outside the periphery of decision making , either administratively or judicially.
The whole story started when the senior judges were superseded by the then government in appointing the Chief Justice of India in 70s. But, the matter the critics ever cunningly forget is that the same government or the executive, which made such an autocratic decision was ultimately answerable to the people and in the next election, in 1977, the sovereign people made the ultimate verdict. That may not be the sole reason, but surely one of the deliberation in the said election.  Those were the times when constitutional liberties and civil rights were the point of discussion for the common man in the time of election. And the people delivered the verdict.  1971 election was fought on the issues of fundamental rights and directive principles of state policy. The issues were discussed thread bare in public during election campaigns. But with the collegium system in place, the constitutional liberties and civil rights are no more electoral issues, as the electorate are deprived of the decision making on such realms. Now only corruption and money making comes out as electoral issues. Is it the result of better literacy or the erosion of authority of electorate?  The practical sense says that it is the erosion of authority to the electorate, caused through the said judgments. Judges appointments or separation of powers are no more an electoral issue.
Now in the alternative, if the Collegium ever errors in it’s decision, and is bound to err as is not answerable to anybody, what remedy, the people of India, the sovereign has got? This question remains unanswered. Can the apex court declare that the people of India shall stand as a silent spectator to the highhandedness of administrative action by the  Supreme Court, even if it is erring in it’s action?  The said verdict has made the sovereign of the people to the silent spectators without any authority. There are no questions, there are no answers, and there is no answerable chain of authorities. Further the said judgment made those who are in service to the nation as the masters of the people, taking the rights to rule them, in a way even against the collective will of the people. It can take it’s own decision and can judge or evaluate it’s own action without being answerable to any other authorities.  This may be the replication of the authority enjoyed by some of the most ruthless monarchs in history.

Chain of responsibility ends with the people of India, Rather “We the people of India” in the democratic process, which is the basic structure of the constitution, even beyond the scope of Parliament of India’s power to amend it.  The resultant change in the process ended up in the amendment of the constitution even without the process of law or the constitution. The constitutional amendments are to be made effective by the parliament of India as per Article 368 of The Constitution.

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